Tammy has led and managed large scale FCA Skilled Person reviews, regulatory remediation projects and regulatory due diligence reviews.
Tammy has subject matter expertise within markets and trading infrastructures, processes, systems and controls, including market conduct and trade surveillance, electronic and algorithmic trading and transaction reporting. Tammy has strong knowledge of a range of financial products, including equities, fixed income, interest rates, FX, cryptocurrency regulation, commodities and complex derivatives, from both trading, reporting and compliance monitoring and surveillance perspectives.
Tammy qualified at Ernst & Young as an auditor in the Banking & Capital Markets department, where she spent four years specializing in top tier investment banks including Nomura, Lehman Brothers, and ABN Amro. Her experience included comprehensive reviews of trading and operational processes, procedures and controls.
Tammy then joined Morgan Stanley within Fixed Income Product Control performing daily P&L attribution, reconciliation and reporting, new deal reviews of exotic derivatives, trade valuation assessments and investigation of large and unusual trading activity.
Tammy is a Chartered Accountant of the Institute of Chartered Accountants of Scotland (ICAS).
